Anne Termine spoke on the “Enforcement Trends, Litigation, Insolvency and Resolution Authority: Safe Harbors; Orderly Liquidation” panel at the PLI – Advanced Swaps & Other Derivatives 2021 program on October 20, 2021.
· Review of recent cases of interest to the OTC derivatives market
· Differences among the Federal Deposit Insurance Act, the Orderly Liquidation Authority, and the Code
· Resolution stay issues
· Fed’s proposal to include new entities as eligible for FDICIA netting.
· Current CFTC and SEC enforcement perspectives
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